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Recent 1940 Act Rulemaking: Fair Value, Derivatives, and Fund of Funds

Greenberg Traurig Investment Management Group hosted a webinar on the overview of recent rules adopted by the SEC for investment companies, including Rule 2a-5 (fair value), Rule 18f-4 (derivatives), and Rule 12d1-4 (fund of funds).

Speakers Included:  
Tanya Boyle, Of Counsel, Greenberg Traurig, Dallas
Terrence Davis, Shareholder, Corporate , Greenberg Traurig, Atlanta
Justin Tait, Law Clerk, Tax, Greenberg Traurig, Atlanta

Webinar Resources

  • Presentation
  • RecordingRecent 1940 Act Rulemaking: Fair Value, Fund of Funds, and Derivatives is available in Greenberg Traurig’s Client CLE Library. This free Library provides substantive legal knowledge, as well as CLE credit in several jurisdictions, for registered users via on-demand programs and professional development resources. CLE credit is pending accreditation in the following jurisdictions: AZ, CA, CO, FL, GA, IL, NV, NJ, NY, PA, TX, and VA.

    If you would like to take advantage of this free resource, please email If you already have a GT Client CLE Library account you can access this recording by clicking here. You will need to login to your account. Please click “Forgot Password” to have access instructions emailed to you. Email if you have any difficulties accessing your account.