CHICAGO – June 11, 2015 – Steven M. Malina, a shareholder with the Financial Services Litigation Practice in the Chicago office of the international law firm Greenberg Traurig, LLP, will speak during the “COO Roundtable” at the Securities Industry and Financial Markets Association’s (SIFMA) Compliance and Legal Society St. Louis Regional Seminar June 16, 2015. Roundtable topics include evolving regulatory expectations, regulatory scrutiny of cybersecurity, and private client sales practice issues. The firm is also sponsoring lunch during the seminar.
According to its website, SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, banks, and asset managers.
Malina, formerly an enforcement attorney with the U.S. Securities and Exchange Commission (SEC), focuses his practice on a variety of litigation and regulatory matters with significant representations of financial services industry clients, as well as hedge fund matters and general commercial litigation. He has represented officers, directors, broker-dealers, investment advisors, commercial banks, investment banks, investment management firms, and public issuers in investigations and disciplinary proceedings initiated by the SEC, CFTC, FINRA, FDIC, NYSE, CBOE, CME, and state regulators.