WASHINGTON, D.C. – Oct. 19, 2017 – Shareholders Carl A. Fornaris and William B. Mack of global law firm Greenberg Traurig, LLP will be participating at the Financial Markets Association’s 2017 Treasury and Capital Markets Legal and Legislative Issues Conference, Oct. 25 – Oct. 26. Mack is also a member of the conference’s 2017 Program Planning Committee.
Fornaris will be moderating, “Recent Developments in BSA/AML/OFAC Regulation and Enforcement.” The discussion will review new rules and guidance; examine ongoing compliance problems; and review significant matters from the last year.
Mack will moderate, “Securities General Counsel.” The panel includes general counsel from FINRA; U.S. Commodity Futures Trading Commission; U.S. Securities and Exchange Commission; National Futures Association; and Municipal Securities Rulemaking Board. The discussion will review key regulatory and supervisory issues and expectations; general updates; and provide an overview of rulemakings that have impacted, or will impact, capital markets and securities activities.
Fornaris is co-chair of the firm’s Financial Regulatory and Compliance Practice. With 24 years of legal experience, he advises banks and their holding companies, investment advisers, securities broker dealers, gaming firms, money services businesses, and other financial institutions on all aspects of their business.
Mack is a shareholder in the firm’s government affairs and financial regulatory and compliance practices. He is experienced in advising companies on regulatory and compliance matters relating to the Securities and Exchange Commission regulations, the Exchange Act, Anti-Money Laundering laws, and Financial Industry Regulatory Authority (FINRA) rules.
About Greenberg Traurig, LLP
Greenberg Traurig, LLP (GTLaw) has more than 2,000 attorneys in 38 offices in the United States, Latin America, Europe, Asia and the Middle East and is celebrating its 50th anniversary. GTLaw has been recognized for its philanthropic giving, was named the largest firm in the U.S. by Law360 in 2017, and among the Top 20 on the 2016 Am Law Global 100. Web: www.gtlaw.com Twitter: @GT_Law.