Robert S. Frenchman

Robert S. Frenchman

Shareholder

Robert S. Frenchman represents broker-dealers, investment advisers, and other financial services clients in white collar matters, and in enforcement proceedings before the Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority, and other financial services industry regulators.  His representations have involved, among other things, allocations in initial public offerings, insider trading, specialist trading, Nasdaq market-making, RMBS trading, short selling, benchmark rates, securities lending, margin, gifts and gratuities, and research.  Bob also drafts and negotiates agreements for broker-dealer clients, acts as regulatory counsel in mergers and acquisitions involving broker-dealer clients, counsels broker-dealer clients in outsourcing transactions, conducts internal investigations on behalf of broker-dealer clients, and advises broker-dealer clients on securities law matters.

Capabilities

Recognition & Leadership

  • Team Member, U.S. News - Best Lawyers®, Best Law Firms Edition, "Law Firm of the Year," Banking & Finance - Litigation, 2017
  • Selected, The Legal 500 United States, Financial Services: Regulatory, 2012-2015
  • Co-Chair, Board of Directors, Rescuing Leftover Cuisine, 2015 – Present
  • President, 20 West 90th Street Corporation, 2013 – Present
  • Member, Securities Industry and Financial Markets Association
    • Compliance and Legal Division
  • Member, American Bar Association

Credentials

Education
  • J.D., cum laude, Tulane University Law School, 1993
    • Tulane Law Review, Member, 1991-1993
  • B.A., Bowdoin College, 1989
Clerkships
  • Hon. Nauman S. Scott, U.S. District Court for the Western District of Louisiana
Admissions
  • New York
  • U.S. District Court for the Southern District of New York
  • U.S. District Court for the Eastern District of New York
  • U.S. Court of Appeals for the Federal Circuit