Vincent Lewis advises on investment fund matters arising under U.S. federal securities law. He represents SEC-registered investment companies (including mutual funds and ETFs), fund directors, registered investment advisers, and private equity firms. He handles a wide range of regulatory and transactional matters, including private equity fund formation, registered investment adviser compliance, SEC filings, investment company mergers, and investor/shareholder communications.
- Investment Company Act of 1940
- Investment Advisers Act of 1940
- Mutual Funds
- Private Equity Funds
- Private Equity Fund Formation
- Securities Exchange Act of 1934
- Securities Act of 1933