Chan Nam is a litigator and trial attorney who represents broker-dealers and their employees in a wide range of matters. Chan has experience in arbitrations and mediations before the Financial Industry Regulatory Authority (FINRA) and has handled high profile regulatory matters from the Securities and Exchange Commission (SEC), FINRA, and various State Securities Regulators.
Prior to joining Greenberg Traurig, Chan was a senior trial and regulatory counsel for the retail wealth management business at Morgan Stanley where he handled a large active caseload both on a first chair capacity and/or managing outside counsel.
- Securities litigation and arbitration
- Securities enforcement and regulatory investigations
- Internal corporate investigations
- Broker-dealer compliance