2018 Association of Insurance Compliance Professionals Annual Conference

Rich Sirus will speak at the Association of Insurance Compliance Professionals Annual Conference on September 24. His panel, “Annuity Standard of Care – DOL, SEC, NAIC, What’s Next?,” will provide background and history on what the DOL intended with the Fiduciary Rule, what happened to it, and what we learned from it. This session will also discuss how “fiduciary” and new “best interest” proposals differ, why the NAIC is looking to change the Suitability Regulation, and a high level look at where we might end up.