FINRA Annual Conference

The FINRA's 2024 Annual Conference will be held on May 14 – 16, 2024, in Washington, D.C. The conference provides the opportunity for practitioners, peers, and regulators to exchange ideas on today's most timely compliance and regulatory topics. Hear from FINRA staff as they broaden awareness about FINRA’s disciplinary hearing process which highlights distinctions between self-driven hearings and administrative law judge hearings. Boston Shareholder John K. Wells is participating in the panel “Respondents’ Counsel” on Tuesday, 5/14 at 3:30 to provide an outside perspective on the FINRA hearing process.