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Nathan M. Iacovino advises asset managers, investment funds, financial institutions, endowments, institutional investors and service providers throughout the financial services ecosystem on regulatory, compliance, and transactional matters spanning alternative, traditional and digital asset classes. Nathan represents asset managers, fund sponsors, and institutional investors, including endowments, across the full range of fund and investment structures — including separately managed account and private wealth platforms, private equity and hedge funds, funds of funds, registered investment companies, and digital asset and tokenized funds — through their full life cycle. He also advises investment advisers from launch and formation through registration, as well as daily operations including as to structuring, compliance matters, integration of artificial intelligence while also supporting state sponsors, program managers, and administrators of SECURE Act retirement savings, Section 529, and Section 529A (ABLE) programs. He also advises clients regarding board and adviser fiduciary responsibility, and SEC compliance, as well as assisting clients in all aspects of SEC and other regulatory examinations.

Within this space, Nathan has particularly in-depth experience advising on the regulatory and transactional matters affecting digital assets, including both state and federal frameworks. He counsels transfer agents, tokenization providers, and digital asset custodians on product development, custody structuring, and operational and regulatory considerations, with particular emphasis on digital custody arrangements, custodial controls, and safekeeping requirements applicable to digital assets. Nathan also advises sponsors and managers of private and registered funds, including mutual funds and ETFs, on cryptocurrency, digital tokens, and digital asset investment strategies, including product development, distribution, custody, valuation, and regulatory risk.

Nathan advises custodians, transfer agents, and administrators on structuring, negotiating, and implementing domestic and global custody, fund administration, managed account, and collateral management arrangements, and regularly represents financial institutions in lift-out transactions, master servicing arrangements, and derivatives-trading arrangements affecting their custody, sub-accounting, and transfer agency operations. Nathan maintains an active bank regulatory practice, advising banks on the establishment of private wealth platforms, spinouts of wealth management divisions into registered investment adviser subsidiaries, and affiliate transaction matters under Regulation W. He also regularly advises bank trustees of reinsurance trusts throughout the United States on regulatory, fiduciary, and trust administration matters.

Nathan's clients include private funds, registered investment companies, transfer agents, banks, financial institutions, institutional investors, and investment advisers.

Concentrations

  • Investment funds, including mutual funds, ETFs, and other companies registered under, and private funds (of all types) and companies exempt or excluded from, the Investment Company Act, and including digital asset/tokenized funds and/or their providers
  • Digital assets and digital custody, including transfer agency, tokenization, and digital investments
  • Private funds, registered investment companies, and digital asset/tokenized funds
  • Investment advisers, including state and federal registration, compliance and exemptions
  • Asset servicing, including custody, transfer agency, fund administration, sub-accounting, and global securities lending
  • Bank regulatory matters
  • SEC examinations and other securities matters
  • Endowments, pension funds and institutional investors
  • Retirement savings, Section 529, and Section 529A (ABLE) programs
  • Trustees, including with respect to reinsurance trusts, throughout the United States

The attorney is providing legal services through and affiliated with Greenberg Traurig, LLP, a New York Limited Liability Partnership. Prior results do not guarantee a similar outcome.

الاختصاص

الاختصاص

  • Advised $62.9 billion investment adviser regarding its launch of a Delaware Series Limited Partnership.°
  • Advised, structured and assisted in the development and expansion of a global financial institution’s acquisition of a registered transfer agent and accounting business relating to their expansion into servicing registered fund products.°

°The above representations were handled by Mr. Iacovino prior to his joining Greenberg Traurig, LLP.

  • Vice President, BNY Mellon, 2012-2013
  • PNC Legal Department, 2008-2012

التكريمات والأدوار القيادية

  • Member, Executive Council, Crohn's & Colitis Foundation, Philadelphia/Delaware Valley Chapter, 2024-Present

المؤهلات المهنية

المؤهل العلمي
  • J.D., cum laude, Widener University School of Law
  • B.A., Dickinson College
تراخيص المزاولة
  • Pennsylvania
  • New Jersey

Related Capabilities

Investment Management Financial Regulatory & Compliance Private Funds Institutional Banking & Investment Services (IBIS) Environmental, Social & Governance (ESG)