Jason R. Lindsay focuses his practice on financial services industry litigation and regulatory matters. Jason represents broker-dealers and their management and employees in investigations and disciplinary proceedings initiated by the SEC and FINRA. In addition, he represents brokerage firms and their management in customer-initiated cases and arbitration proceedings. Jason regularly handles matters involving claims for breach of fiduciary duty, elder abuse, negligence, fraud, undue influence and violation of federal and state laws and industry regulations.
- Securities Regulatory Actions and Investigations
- Financial Services Litigation
- Breach of fiduciary duty