Skip to main content

Win Rutherfurd advises public and pre-IPO companies on capital markets and corporate governance matters and compliance with securities laws. He represents issuers in a range of financing transactions, including equity and debt offerings, liability management, and private placements. Win advises clients on a wide variety of securities laws and governance matters, including drafting and reviewing annual, periodic and current reports and proxy statements, compliance with SEC/stock exchange rules and board meeting minutes, as well as with respect to day-to-day operational matters, including contract review, covenant compliance, internal restructurings, intercompany arrangements, and investor communications.

Expertise

Erfahrung

  • Represented TopBuild Corp. in its Rule 144A offering of $400 million of its 5.625% Senior Notes due 2026.
  • Represented Raymond James as placement agent in connection with $115 million private offering of senior secured notes by a private real estate company.
  • Represented investment banks in connection with a registered offering of an aggregate of $9 billion of senior notes, an aggregate of €1.5 billion of senior notes and an aggregate of £1.050 billion of senior notes, relating to an acquisition by the issuer.°
  • Represented an issuer in connection with its registered offering of an aggregate of $2 billion of senior notes.°
  • Represented investment banks in connection with a $1.75 billion Rule 144A /Regulation S offering of senior notes and a concurrent cash tender offer for $600 million of its outstanding senior notes.°
  • Represented an investment bank in €350 million Rule 144A /Regulation S offering of senior guaranteed notes relating to spin-off of a transportation system business from a public company.°
  • Represented an investment bank in $400 million Rule 144A /Regulation S offering of senior notes due 2026 regarding the spinoff of home products businesses from a public company.°
  • Represented an investment bank regarding consent solicitation by an insurance company from the holders of its certain of its outstanding notes to certain amendments under the indenture governing such notes.°
  • Represented a financial institution relating to its $40 billion medium-term-notes program for 2017.°
  • Represented an investment bank in $400 million registered offering of senior notes by a public company.°
  • Represented Aveanna Healthcare Holdings Inc. (Nasdaq: AVAH) in its $450 million initial public offering.
  • Represented Enlivex Therapeutics (Nasdaq: ENLV) in connection with a $46 million underwritten offering of ordinary shares.
  • Represented The Music Acquisition Corporation (NYSE: TMAC) in its $200 million initial public offering.
  • Represented Barclays Capital Inc. in connection with the $115 million initial public offering of Motion Acquisition Corp. (Nasdaq: MOTN).
  • Represented H.C. Wainwright & Co. as underwriter in connection with a $30 million offering of American Depositary Shares by BioLineRx Ltd. (Nasdaq: BLRX).
  • Represented New Beginnings Acquisition Corp. (NYSE: NBA) in its $115 million initial public offering.
  • Represented Raymond James as placement agent in connection with a $90 million offering of 7.00% Series C Cumulative Redeemable Preferred Stock by a REIT.
  • Represented Raymond James as placement agent in connection with a $125 million private offering of preferred membership interests by a private real estate company.
  • Represented Opko Health, Inc. (Nasdaq: OPK) in connection with a $75 million underwritten offering of common stock.
  • Represented a public company in a $776 million block trade by certain selling stockholders affiliated with a private equity firm, in order to sell stock obtained in connection with the sale of a portfolio company to the public company.°
  • Represented an investment bank relating to a secondary offering of stock of a U.S. listed foreign private issuer.°
  • Represented an investment bank in $124.8 million initial public offering of a financial institution.°
  • Represented an investment bank in $92 million follow-on offering by bio-tech company.°
  • Represented an insurance company in its $98 million Up-C initial public offering.°
  • Represented an investment bank in At-The-Market offering program for a public biotech company.°
  • Represented an investment bank in $1.71 billion secondary offering of public company stock by certain selling stockholders affiliated with private equity firm.°
  • Represented an investment bank in $440 million initial public offering of SPAC entity and $300 million initial public offering of SPAC entity.°
  • Represented an investment bank in $275 million private placement of secondary shares of foreign issuer in Chilean exchange SLO auction.°

°The above representations were handled by Mr. Rutherfurd prior to his joining Greenberg Traurig, P.A.

  • Ongoing representation of several NYSE- and Nasdaq-traded public companies 
  • Legal Secondee to Prime Brokerage of a financial institution in 2018

Anerkennung durch den Markt

  • Founder, Good Samaritan Meal Corp.

Ausbildung

Akademische Ausbildung
  • J.D., University of Virginia School of Law
    • Development Editor, Virginia Journal of Law & Politics
  • M.A., Constitutional and Legal History, University of Virginia School of Law
  • B.A., with high distinction, University of Virginia
    • Echols Scholar
Zulassung
  • Florida
  • New York
Sprache
  • Deutsch, Conversational