Jeffry M. Henderson focuses his practice on a wide variety of compliance, regulatory, litigation and managed fund matters. In the areas of futures, derivatives, forex and securities issues, he advises a broad range of clients: broker-dealers, investment advisers, introducing brokers, futures commission merchants, forex dealer members, commodity pool operators, commodity trading advisors and hedge fund managers. Jeffry also counsels proprietary trading firms and exempt investment managers regarding disclosure, regulatory and enforcement matters. He is also routinely involved in regulatory work and defending member firms before the SEC, CFTC, NFA and FINRA.
His industry experience began on the floor at Chicago Board of Trade and subsequently as general counsel for a publicly-traded futures commission merchant.
- Futures and derivatives
- Hedge funds and commodity pools
- Broker-dealers and investment advisers
- Commodities and securities litigation and arbitration
- Disclosure, regulatory and enforcement matters