Dale Rose Goldstein

Dale Rose Goldstein

Associate

Dale Goldstein handles a wide variety of litigation matters, with a focus on securities litigation, trade secret disputes, products liability, and general commercial litigation. Dale has represented and advised major financial institutions, underwriters, investment advisers, and other organizations in connection with investigations by the Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA). She is also experienced in handling a range of government investigations and regulatory and compliance matters throughout the country. Additionally, Dale has experience with international criminal law matters.

Capabilities

Experience

  • Represented investment fund and its managers in putative class action regarding allegations of negligence and breach of fiduciary duty.
  • Represented medical device manufacturer in litigation involving misappropriation of trade secrets claims.
  • Represent global e-discovery company in trade secret and breach of contract litigation.
  • Represent major financial institutions in connection with SEC investigations into the offer and sale of municipal bonds.
  • Represent municipal advisory firm in connection with SEC investigation.
  • Represented investment adviser and associated individuals in connection with SEC investigation and enforcement action.
  • Represent major insurance company in market conduct reviews before the New York Department of Financial Services.
  • Represent parents of children with disabilities in claims against the New York State Department of Education for failure to provide a free appropriate public education.

Recognition & Leadership

  • Team Member, BTI Power Rankings, “The 16 Strongest Firms for ‘Go-To Outside Counsel’ Insurance Work,” 2016
  • Member, New York City Pro Bono Center
  • Member, New York State Bar Association

Credentials

Education
  • J.D., The Catholic University of America, Columbus School of Law, 2010
    • Associate, Columbus School of Law Moot Court Association
    • Awarded, Best Brief, Constitutional Law Moot Court Competition, 2009
  • B.A., University of Maryland, 2006
Admissions
  • New York
  • District of Columbia
  • U.S. District Court for the Southern District of New York